Carrie Wisniewski has 30+ years of securities industry experience and has earned her MBA degree in Finance and holds numerous industry designations including Certified Fraud Examiner, Certified Financial Crimes Specialist, Certified Regulatory Compliance ProfessionalTM, Certified Securities Compliance ProfessionalTM and Certified Financial PlannerTM. She also maintains several FINRA licenses including the 4, 7, 24, 27, 28, 53, 63, 79 and 99.
Carrie's career accomplishments include employment as a registered representative and also as a member of the Compliance Department of Merrill Lynch. She was formerly employed by the Atlanta District Office of FINRA as a Senior Compliance Examiner, where she earned several awards for outstanding achievements. Carrie was recently elected to serve a 2nd term on the FINRA District 7 Committee. She is currently a member of the Forensic Expert Witness Association and the National Society of Compliance Professionals, where she serves on the Small Broker/Dealer Sub-Committee.
Carrie has served as President of B/D Compliance Associates, Inc. for the last 21 years, where she offers her clients the industry expertise she has gained from training and experience.
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Cynthia Bush is the Compliance Officer for Bridge Capital Associates, Inc. She maintains her FINRA Series 4, 7, 24, 28, 53 and 63 registrations.
Cynthia's career in the securities industry started in 1996 as a Sales Assistant at Merrill Lynch. She entered the management training program at Merrill Lynch and has worked as a Service Manager, Controls Manager and Assistant Operations Manager at various brokerage firms in the industry.
Cynthia is a securities compliance professional with broad-based experience in supervision of Registered Representatives and Investment Advisor Representatives, OSJ audits, maintaining broker dealer records, and correspondence review. She possesses outstanding interpersonal, analytical and organizational skills. Her compliance expertise includes equities trading, variable products, mutual funds, sales practices and back office operations.
Chief Administrative Officer
Tiffany Messenger is an Operations Professional with Bridge Capital Associates, Inc. and serves as the Chief Administrative Officer. She has over 15 years of experience in registration and licensing broker/dealers and the representatives there under. She previously oversaw all registration and licensing for Thomas Group in Atlanta, Ga. Tiffany has been with Bridge Capital Associates, Inc. since inception. She manages all registration and licensing issues for the company and its independent contractors.