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Carrie Wisniewski has 35+ years of securities industry experience and has earned her MBA degree in Finance and holds numerous industry designations including Certified Fraud Examiner, Certified Financial Crimes Specialist, Certified Regulatory Compliance ProfessionalTM and Certified Securities Compliance ProfessionalTM. She also maintains several FINRA licenses including the 4, 7, 24, 27, 28, 53, 63, 79 and 99.
Carrie’s career accomplishments include employment as a registered representative and also as a member of the Compliance Department of Merrill Lynch. She was formerly employed by the Atlanta District Office of FINRA as a Senior Compliance Examiner, where she earned several awards for outstanding achievements. Carrie was recently elected to serve a 3rd term on the FINRA South Region Committee. She is currently a member of the Forensic Expert Witness Association and the National Society of Compliance Professionals, where she served on the Small Broker/Dealer Forum.
Carrie has served as President of B/D Compliance Associates, Inc. for the last 25 years, where she offers her clients the industry expertise she has gained from training and experience.
Tiffany Messenger is an Operations Professional with Bridge Capital Associates, Inc. and serves as the Chief Administrative Officer. She has over 15 years of experience in registration and licensing broker/dealers and the representatives there under. She previously oversaw all registration and licensing for Thomas Group in Atlanta, Ga. Tiffany has been with Bridge Capital Associates, Inc. since inception. She manages all registration and licensing issues for the company and its independent contractors.
The Certified Broker Dealers You Can Trust
When you’re looking for broker dealers in Atlanta, you need an experienced firm. Bridge Capital Associates is the middle market investment banking firm you need for advice on acquisitions, mergers, and arranging private placements of debt and equity.
At Bridge Capital, our team works with a wide range of clients. Whether you need assistance with financial reporting or compliance services, we’ve got you covered.
Why choose Bridge Capital?
Our certified broker dealers at Bridge Capital Associates leverage a combination of private equity and operating experience. Whether you’re interested in buying or selling, our team has an extensive network of contacts that make us a valued partner.
When you choose to work with our experienced broker dealers in Atlanta, you choose to take full advantage of:
- An extensive regulatory compliance background. Bridge Capital’s certified broker dealers have years of combined experience. Because of our extensive regulatory compliance background, we’re able to focus on what you need when you need it.
- An optimized platform. Bridge Capital offers you the chance to conduct your business under our optimized and professional broker dealer platform.
- Sponsorship for FINRA exams. FINRA exams are required to obtain your license as a securities professional, but examination fees can be costly. Bridge Capital offers FINRA exam sponsorship to give you the opportunity to succeed.
- Regulatory compliance. When you work with a certified broker dealer like Bridge Capital, you can be sure that regulatory compliance is streamlined to allow bankers to focus on taking care of client transactions. Proper securities licensing is more important than ever with new regulations.
Interested in working with our broker dealers in Atlanta? Bridge Capital Associates offers a wide range of services so you can feel secure in your choice to work with our certified broker dealers. For more information about our team or our securities business services, contact Bridge Capital Associates today.