by Bridge Capital Associates | Nov 23, 2021 | Uncategorized
Mergers and acquisitions are some of the most common corporate actions. There have been about 1,000 merger and acquisition deals in the United States in April and June 2021. Nevertheless, mergers and acquisitions can be very confusing if you’re dealing with them...
by Bridge Capital Associates | Nov 22, 2021 | Uncategorized
What is Private Investment in Public Equity? A PIPE transaction, or private investment in public equity, is the practice of buying shares of publicly traded stock at a price under the CMV (current market value) per share. This is a very common practice among large...
by Bridge Capital Associates | Oct 22, 2021 | Uncategorized
All financial professionals who wish to work in investment banking are first required to pass FINRA licensing exams. These include the Securities Industry Essentials (SIE) exam, a Series 79 exam, and will need a sponsorship from a self-regulatory agency or member firm...
by Bridge Capital Associates | Oct 21, 2021 | Uncategorized
You may not know it, but you may be using a broker dealer every day. This is because broker dealers are the companies that buy and sell stocks, bonds, and other investments on behalf of clients. Since, 2000, there have been 5,432 IPOs which the process where stocks of...
by Bridge Capital Associates | Oct 4, 2021 | Uncategorized
Becoming a registered investment banker is not an easy feat. Luckily, the process of receiving a FINRA investment banking license is fairly straightforward. Let’s take a look at the process in more detail. What Certifications Do I Need? To obtain a FINRA...
by Bridge Capital Associates | Sep 14, 2021 | Uncategorized
Many financial advisors getting started on their careers face the same conundrum: passing the SIE exam and additional FINRA or NASAA series examination before acquiring a license to practice. FINRA broker dealer exams require a sponsorship, where an active, reputable...
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