The Easy Path To Compliance

The Easy Path To Compliance

There are thousands of independent broker dealers across the United States. Keeping your independent brokerage house successful starts with having the support that lets you keep your independence. Sponsorship for the broker dealer exam should come without any strings...
FINRA Exam Sponsorship For Series 79

FINRA Exam Sponsorship For Series 79

Depending on which type of broker dealer exam you are taking, you may need FINRA exam sponsorship. The most talked-about exams are often not the best exams for your specific needs; however, most exams do require sponsorship. FINRA licensing exams are an important step...