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Things to Consider When Choosing an  Investment Banker

Things to Consider When Choosing an Investment Banker

You want to ensure you’re in good hands when it comes to the future of your company. You want to maximize the valuation of your business, and professional financial guidance from an experienced investment banker will help you go a long way. An investment banker is a...

Tax Strategies to Consider When Selling Your Business

Tax Strategies to Consider When Selling Your Business

When owners are looking to sell their businesses, they need to consider the impact of taxes on the sale. Savvy business owners can work with their investment bankers and CPAs to decrease or postpone the tax burden until later years, when the former owner may be in a...

FINRA Exams: The Series 79 Vis-a-Vis Series 82 Exam

FINRA Exams: The Series 79 Vis-a-Vis Series 82 Exam

FINRA, an acronym for Financial Industry Regulatory Authority, is a non-governmental, independent authority that governs registered brokers and broker/dealer firms in the USA. This body writes and enforces the rules that the securities dealers must abide by. In order...

Why Is Compliance So Critical in Investment Banking?

Why Is Compliance So Critical in Investment Banking?

Compliance is one of the most vital aspects of any business, and simultaneously one of their biggest challenges. Non-compliance has many consequences, ranging from monetary losses to even imprisonment. In fact, in 2020, three major U.S. banks—Goldman Sachs, Wells...

When to Consider Hiring an Investment Banking Firm

When to Consider Hiring an Investment Banking Firm

According to research, up to 64% of small businesses struggle financially. Working with a qualified professional is essential if you want to invest your money. A certified broker dealer can help you make wise investment choices and ensure that your money works for...

4 Perks to Working with a Broker Dealer

4 Perks to Working with a Broker Dealer

When it comes to investing, many options are out there. You can go the do-it-yourself route or work with a broker-dealer. But who is a broker-dealer? Broker-dealers are investment companies in buying, selling, and servicing investment products for clients....

Tips for Prepping for a Broker Dealer Exam

Tips for Prepping for a Broker Dealer Exam

The United States is not at a loss for investment agencies - over 17,000 of them are in the country. Yet, there are only a handful of big-name companies you've likely heard of before: Morgan Stanley, Merrill Lynch, Goldman Sachs - the list goes on and on. Since the...

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