by Bridge Capital Associates | Oct 22, 2021 | Uncategorized
All financial professionals who wish to work in investment banking are first required to pass FINRA licensing exams. These include the Securities Industry Essentials (SIE) exam, a Series 79 exam, and will need a sponsorship from a self-regulatory agency or member firm...
by Bridge Capital Associates | Oct 21, 2021 | Uncategorized
You may not know it, but you may be using a broker dealer every day. This is because broker dealers are the companies that buy and sell stocks, bonds, and other investments on behalf of clients. Since, 2000, there have been 5,432 IPOs which the process where stocks of...
by Bridge Capital Associates | Oct 4, 2021 | Uncategorized
Becoming a registered investment banker is not an easy feat. Luckily, the process of receiving a FINRA investment banking license is fairly straightforward. Let’s take a look at the process in more detail. What Certifications Do I Need? To obtain a FINRA...
Recent Comments